-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NucWDE4R9k8dBrmExMoVii4TFj7vdWmDRfegoh3cyaYoyQapBwcCHGqo60MpB2ZP P1Pt5EKhlwhs1hJS5TcoIw== 0001095811-01-500674.txt : 20010328 0001095811-01-500674.hdr.sgml : 20010328 ACCESSION NUMBER: 0001095811-01-500674 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010327 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PLANET POLYMER TECHNOLOGIES INC CENTRAL INDEX KEY: 0000896861 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 330502606 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49423 FILM NUMBER: 1580230 BUSINESS ADDRESS: STREET 1: 9985 BUSINESS PARK AVE STE A CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 8585495130 MAIL ADDRESS: STREET 1: 9985 BUSINESSPARK AVE STREET 2: STE A CITY: SAN DIEGO STATE: CA ZIP: 92131 FORMER COMPANY: FORMER CONFORMED NAME: PLANET POLYMER TECHNOLOGY INC DATE OF NAME CHANGE: 19950511 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PETCAVICH ROBERT J CENTRAL INDEX KEY: 0001032256 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 197449169 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 9985 BUSINESS PARK AVENUE STREET 2: SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 6195495130 MAIL ADDRESS: STREET 1: 9985 BUSINESS PARK AVENUE STREET 2: SUITE A CITY: SAN DIEGO STATE: CA ZIP: 92131 SC 13G/A 1 a70562a5sc13ga.txt AMENDMENT NO. 5 TO SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5)* PLANET POLYMER TECHNOLOGIES, INC. --------------------------------- (Name of Issuer) COMMON STOCK ------------ (Title of Class of Securities) 727044 10 9 ----------- (CUSIP Number) Robert W. Blanchard Blanchard, Krasner, & French 800 Silverado St., Second Floor La Jolla, California 92037 (858) 551-2440 --------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) DECEMBER 31, 2000 ----------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 727044 10 9 13G - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) ROBERT J. PETCAVICH - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 803,132 ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 7,800 ----------------------------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 803,132 ----------------------------------------------------------------- PERSON 8. SHARED DISPOSITIVE POWER WITH 7,800 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 810,932 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.13% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- Page 2 of 3 3 SCHEDULE 13G ITEM 1. (a) PLANET POLYMER TECHNOLOGIES, INC. (b) 9985 BUSINESSPARK AVE., SUITE A, SAN DIEGO, CA 92131 ITEM 2. (a) ROBERT J. PETCAVICH (b) 9985 BUSINESSPARK AVE., SUITE A, SAN DIEGO, CA 92131 (c) UNITED STATES (d) COMMON STOCK (e) CUSIP Number: 727044 10 9 ITEM 3. NOT APPLICABLE. ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 810,932, INCLUDING 192,533 SHARES ISSUABLE UPON EXERCISE OF OPTIONS HELD BY DR. PETCAVICH WITHIN 60 DAYS OF DECEMBER 31, 2000. (b) Percent of Class: 9.13% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 803,132 (ii) Shared power to vote or to direct the vote: 7,800 (iii) Sole power to dispose or to direct the disposition of: 803,132 (iv) Shared power to dispose or to direct the disposition of: 7,800 ITEM 5. NOT APPLICABLE. ITEM 6. NOT APPLICABLE. ITEM 7. NOT APPLICABLE. ITEM 8. NOT APPLICABLE. ITEM 9. NOT APPLICABLE ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. March 15, 2001 ----------------------------- Date /s/ Robert J. Petcavich ---------------------------- Signature Robert J. Petcavich, Chairman ----------------------------- Name/Title Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----